Legal Compliance Experts

1. Mary Jo White

Mary Jo White served as the Chair of the U.S. Securities and Exchange Commission (SEC) from 2013 to 2017. She is recognized for her efforts in enhancing corporate disclosure and enforcement of securities laws.

2. Patrick Henry

Patrick Henry is a renowned legal compliance expert and attorney specializing in anti-corruption measures. He has advised governments and corporations on compliance with the Foreign Corrupt Practices Act (FCPA).

3. Cindy Fornelli

Cindy Fornelli is the Executive Director of the Center for Audit Quality (CAQ), where she leads initiatives to promote high-quality financial reporting and auditing standards among public companies.

4. Loretta Lynch

Loretta Lynch served as the 83rd Attorney General of the United States. During her tenure, she prioritized the enforcement of civil rights laws and worked to combat financial fraud and cybercrime.

5. Robert Khuzami

Robert Khuzami is a former Director of the Division of Enforcement at the SEC. He played a key role in prosecuting high-profile cases related to insider trading, securities fraud, and market manipulation.

6. Mary Schapiro

Mary Schapiro served as the 29th Chair of the SEC and was the first woman to hold this position. She focused on strengthening investor protection and enhancing transparency in the financial markets.

7. Andrew Ceresney

Andrew Ceresney is a partner at Debevoise & Plimpton LLP and a former Director of the Division of Enforcement at the SEC. He has extensive experience in securities litigation and regulatory compliance.

8. Stephanie Avakian

Stephanie Avakian is the Co-Director of the Division of Enforcement at the SEC. She has led numerous enforcement actions against individuals and companies for violations of securities laws.

9. Hester Peirce

Hester Peirce is a Commissioner at the SEC, advocating for regulatory policies that promote innovation and competition in the capital markets. She is known for her expertise in financial regulation.

10. Gary Gensler

Gary Gensler is the Chair of the SEC, appointed by President Joe Biden. He has a background in financial regulation and has pledged to prioritize investor protection and market integrity.